SEC API - A SEC.gov EDGAR Filings Query & Real-Time Stream API
sec-api is a Python package allowing you to search the entire SEC filings corpus and access over 650 terabytes of data.
It includes:
- SEC Filing Search and Full-Text Search API
- Real-Time Stream API
- XBRL-to-JSON Converter API + Financial Statements
- 10-K/10-Q/8-K Section Extraction API
- Filing Download & PDF Render API
- Executive Compensation Data API
- Insider Trading Data API
- 13F Institutional Investor Database
- CUSIP/CIK/Ticker Mapping API
- Form N-PORT API
- Form D API
- Form ADV API
- Form 13D/13G API
- Float (Outstanding Shares) API
- Subsidiary API
Data Coverage
- All +18 million SEC EDGAR filings dating back to 1993 - 650,000 gigabyte of filings data.
- All +150 filing types are supported, eg 10-Q, 10-K, 4, 8-K, 13-F, S-1, 424B4 and many more. See the list of supported form types here.
- Newly published filings are accessible in real-time
- XBRL-to-JSON converter and parser API. Extract standardized financial statements from any 10-K and 10-Q filing.
- 13F holdings API included. Monitor all institutional ownerships in real-time.
- Every filing is mapped to a CIK and ticker
- All filings in JSON - no XBRL/XML
Overview
- The query API gives access to all over 18 million SEC Edgar filings of over 8000 publicly listed companies, ETFs, hedge funds, mutual funds, and investors dating back to 1993.
- Connect to the real-time stream API to receive new filings as soon as they are published on SEC EDGAR
- The full-text search API allows you to search the full text of all filings submitted since 2001. The full text of a filing includes all data in the filing itself as well as all attachments (such as exhibits) to the filing.
- Free API key available on sec-api.io
See the official documentation for more: sec-api.io/docs
Installation
pip install sec-apiGet your free API key on sec-api.io and replace YOUR_API_KEY with it.
SEC EDGAR Filings Query API
The query API allows you to search and filter all 18 million filings published on SEC EDGAR.
The example below retrieves all 10-Q filings filed by TSLA in 2020.
from sec_api import QueryApi
queryApi = QueryApi(api_key="YOUR_API_KEY")
query = {
"query": { "query_string": {
"query": "ticker:TSLA AND filedAt:{2020-01-01 TO 2020-12-31} AND formType:\"10-Q\""
} },
"from": "0",
"size": "10",
"sort": [{ "filedAt": { "order": "desc" } }]
}
filings = queryApi.get_filings(query)
print(filings)Fetch most recent 8-Ks with item 9.01
query = {
"query": { "query_string": {
"query": "formType:\"8-K\" AND description:\"9.01\""
} },
"from": "0",
"size": "10",
"sort": [{ "filedAt": { "order": "desc" } }]
}
filings = queryApi.get_filings(query)13F Institutional Investor Database
Fetch most recent 13F filings that hold Tesla
query = {
"query": { "query_string": {
"query": "formType:\"13F\" AND holdings.cusip:88160R101"
} },
"from": "0",
"size": "10",
"sort": [{ "filedAt": { "order": "desc" } }]
}
filings = queryApi.get_filings(query)See the documentation for more details: https://sec-api.io/docs/query-api
SEC EDGAR Filings Real-Time Stream API
The stream API provides a live stream (aka feed) of newly published filings on SEC EDGAR. A new filing is sent to your connected client as soon as it is published.
Install the socketio client:
pip install python-engineio==3.14.2 python-socketio[client]==4.6.0Run the example script below. Get your free API key on sec-api.io and replace YOUR_API_KEY with it.
import socketio
sio = socketio.Client()
@sio.on("connect", namespace="/all-filings")
def on_connect():
print("Connected to https://api.sec-api.io:3334/all-filings")
@sio.on("filing", namespace="/all-filings")
def on_filings(filing):
print(filing)
sio.connect("https://api.sec-api.io:3334?apiKey=YOUR_API_KEY", namespaces=["/all-filings"], transports=["websocket"])
sio.wait()Full-Text Search API
Full-text search allows you to search the full text of all EDGAR filings submitted since 2001. The full text of a filing includes all data in the filing itself as well as all attachments (such as exhibits) to the filing.
The example below returns all 8-K and 10-Q filings and their exhibits, filed between 01-01-2021 and 14-06-2021, that include the exact phrase "LPCN 1154".
from sec_api import FullTextSearchApi
fullTextSearchApi = FullTextSearchApi(api_key="YOUR_API_KEY")
query = {
"query": '"LPCN 1154"',
"formTypes": ['8-K', '10-Q'],
"startDate": '2021-01-01',
"endDate": '2021-06-14',
}
filings = fullTextSearchApi.get_filings(query)
print(filings)See the documentation for more details: https://sec-api.io/docs/full-text-search-api
XBRL-To-JSON Converter API
Parse and standardize any XBRL and convert it to JSON or pandas dataframes. Extract financial statements and meta data from 10-K and 10-Q filings.
The entire US GAAP taxonomy is fully supported. All XBRL items are fully converted into JSON, including us-gaap, dei and custom items. XBRL facts are automatically mapped to their respective context including period instants and date ranges.
All financial statements are accessible and standardized:
- StatementsOfIncome
- StatementsOfIncomeParenthetical
- StatementsOfComprehensiveIncome
- StatementsOfComprehensiveIncomeParenthetical
- BalanceSheets
- BalanceSheetsParenthetical
- StatementsOfCashFlows
- StatementsOfCashFlowsParenthetical
- StatementsOfShareholdersEquity
- StatementsOfShareholdersEquityParenthetical
Variants such as ConsolidatedStatementsofOperations or ConsolidatedStatementsOfLossIncome are automatically standardized to their root name, e.g. StatementsOfIncome.
Income Statement - Example Item
{
"StatementsOfIncome": {
"RevenueFromContractWithCustomerExcludingAssessedTax": [
{
"decimals": "-6",
"unitRef": "usd",
"period": {
"startDate": "2019-09-29",
"endDate": "2020-09-26"
},
"value": "274515000000"
},
{
"decimals": "-6",
"unitRef": "usd",
"period": {
"startDate": "2018-09-30",
"endDate": "2019-09-28"
},
"value": "260174000000"
}
]
}
}Usage
There are 3 ways to convert XBRL to JSON:
htm_url: Provide the URL of the filing ending with.htm. Example URL: https://www.sec.gov/Archives/edgar/data/1318605/000156459021004599/tsla-10k_20201231.htmxbrl_url: Provide the URL of the XBRL file ending with.xml. The XBRL file URL can be found in thedataFilesarray returned by our query API. The array item has the descriptionEXTRACTED XBRL INSTANCE DOCUMENTor similar. Example URL: https://www.sec.gov/Archives/edgar/data/1318605/000156459021004599/tsla-10k_20201231_htm.xmlaccession_no: Provide the accession number of the filing, e.g.0001564590-21-004599
from sec_api import XbrlApi
xbrlApi = XbrlApi("YOUR_API_KEY")
# 10-K HTM File URL example
xbrl_json = xbrlApi.xbrl_to_json(
htm_url="https://www.sec.gov/Archives/edgar/data/320193/000032019320000096/aapl-20200926.htm"
)
# access income statement, balance sheet and cash flow statement
print(xbrl_json["StatementsOfIncome"])
print(xbrl_json["BalanceSheets"])
print(xbrl_json["StatementsOfCashFlows"])
# 10-K XBRL File URL example
xbrl_json = xbrlApi.xbrl_to_json(
xbrl_url="https://www.sec.gov/Archives/edgar/data/1318605/000156459021004599/tsla-10k_20201231_htm.xml"
)
# 10-K accession number example
xbrl_json = xbrlApi.xbrl_to_json(accession_no="0001564590-21-004599")Example Response
Note: response is shortened.
{
"CoverPage": {
"DocumentPeriodEndDate": "2020-09-26",
"EntityRegistrantName": "Apple Inc.",
"EntityIncorporationStateCountryCode": "CA",
"EntityTaxIdentificationNumber": "94-2404110",
"EntityAddressAddressLine1": "One Apple Park Way",
"EntityAddressCityOrTown": "Cupertino",
"EntityAddressStateOrProvince": "CA",
"EntityAddressPostalZipCode": "95014",
"CityAreaCode": "408",
"LocalPhoneNumber": "996-1010",
"TradingSymbol": "AAPL",
"EntityPublicFloat": {
"decimals": "-6",
"unitRef": "usd",
"period": {
"instant": "2020-03-27"
},
"value": "1070633000000"
},
"EntityCommonStockSharesOutstanding": {
"decimals": "-3",
"unitRef": "shares",
"period": {
"instant": "2020-10-16"
},
"value": "17001802000"
},
"DocumentFiscalPeriodFocus": "FY",
"CurrentFiscalYearEndDate": "--09-26"
},
"StatementsOfIncome": {
"RevenueFromContractWithCustomerExcludingAssessedTax": [
{
"decimals": "-6",
"unitRef": "usd",
"period": {
"startDate": "2019-09-29",
"endDate": "2020-09-26"
},
"segment": {
"dimension": "srt:ProductOrServiceAxis",
"value": "us-gaap:ProductMember"
},
"value": "220747000000"
},
{
"decimals": "-6",
"unitRef": "usd",
"period": {
"startDate": "2018-09-30",
"endDate": "2019-09-28"
},
"segment": {
"dimension": "srt:ProductOrServiceAxis",
"value": "us-gaap:ProductMember"
},
"value": "213883000000"
}
]
},
"BalanceSheets": {
"CashAndCashEquivalentsAtCarryingValue": [
{
"decimals": "-6",
"unitRef": "usd",
"period": {
"instant": "2020-09-26"
},
"value": "38016000000"
},
{
"decimals": "-6",
"unitRef": "usd",
"period": {
"instant": "2019-09-28"
},
"value": "48844000000"
},
{
"decimals": "-6",
"unitRef": "usd",
"period": {
"instant": "2020-09-26"
},
"segment": {
"dimension": "us-gaap:FinancialInstrumentAxis",
"value": "us-gaap:CashMember"
},
"value": "17773000000"
}
]
}
}See the documentation for more details: https://sec-api.io/docs/xbrl-to-json-converter-api
10-K/10-Q/8-K Section Extractor API
The Extractor API returns individual sections from 10-Q, 10-K and 8-K filings. The extracted section is cleaned and standardized - in raw text or in standardized HTML. You can programmatically extract one or multiple sections from any 10-Q, 10-K and 8-K filing.
All 10-K sections can be extracted:
- 1 - Business
- 1A - Risk Factors
- 1B - Unresolved Staff Comments
- 2 - Properties
- 3 - Legal Proceedings
- 4 - Mine Safety Disclosures
- 5 - Market for Registrantβs Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
- 6 - Selected Financial Data (prior to February 2021)
- 7 - Managementβs Discussion and Analysis of Financial Condition and Results of Operations
- 7A - Quantitative and Qualitative Disclosures about Market Risk
- 8 - Financial Statements and Supplementary Data
- 9 - Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
- 9A - Controls and Procedures
- 9B - Other Information
- 10 - Directors, Executive Officers and Corporate Governance
- 11 - Executive Compensation
- 12 - Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
- 13 - Certain Relationships and Related Transactions, and Director Independence
- 14 - Principal Accountant Fees and Services
All 10-Q sections can be extracted:
Part 1:
- 1 - Financial Statements
- 2 - Managementβs Discussion and Analysis of Financial Condition and Results of Operations
- 3 - Quantitative and Qualitative Disclosures About Market Risk
- 4 - Controls and Procedures
Part 2:
- 1 - Legal Proceedings
- 1A - Risk Factors
- 2 -Unregistered Sales of Equity Securities and Use of Proceeds
- 3 - Defaults Upon Senior Securities
- 4 - Mine Safety Disclosures
- 5 - Other Information
- 6 - Exhibits
All 8-K sections can be extracted:
- 1.01: Entry into a Material Definitive Agreement
- 1.02: Termination of a Material Definitive Agreement
- 1.03: Bankruptcy or Receivership
- 1.04: Mine Safety - Reporting of Shutdowns and Patterns of Violations
- 2.01: Completion of Acquisition or Disposition of Assets
- 2.02: Results of Operations and Financial Condition
- 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
- 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
- 2.05: Cost Associated with Exit or Disposal Activities
- 2.06: Material Impairments
- 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
- 3.02: Unregistered Sales of Equity Securities
- 3.03: Material Modifications to Rights of Security Holders
- 4.01: Changes in Registrant's Certifying Accountant
- 4.02: Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
- 5.01: Changes in Control of Registrant
- 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
- 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
- 5.04: Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
- 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
- 5.06: Change in Shell Company Status
- 5.07: Submission of Matters to a Vote of Security Holders
- 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
- 6.01: ABS Informational and Computational Material
- 6.02: Change of Servicer or Trustee
- 6.03: Change in Credit Enhancement or Other External Support
- 6.04: Failure to Make a Required Distribution
- 6.04: Failure to Make a Required Distribution
- 6.04: Failure to Make a Required Distribution
- 6.05: Securities Act Updating Disclosure
- 6.06: Static Pool
- 6.10: Alternative Filings of Asset-Backed Issuers
- 7.01: Regulation FD Disclosure
- 8.01: Other Events
- 9.01: Financial Statements and Exhibits
- Signature
Usage
from sec_api import ExtractorApi
extractorApi = ExtractorApi("YOUR_API_KEY")
#
# 10-K example
#
# Tesla 10-K filing
filing_url_10k = "https://www.sec.gov/Archives/edgar/data/1318605/000156459021004599/tsla-10k_20201231.htm"
# get the standardized and cleaned text of section 1A "Risk Factors"
section_text = extractorApi.get_section(filing_url_10k, "1A", "text")
# get the original HTML of section 7 "Managementβs Discussion and Analysis of Financial Condition and Results of Operations"
section_html = extractorApi.get_section(filing_url_10k, "7", "html")
#
# 10-Q example
#
# Tesla 10-Q filing
filing_url_10q = "https://www.sec.gov/Archives/edgar/data/1318605/000095017022006034/tsla-20220331.htm"
# extract section 1A "Risk Factors" in part 2 as cleaned text
extracted_section_10q = extractorApi.get_section(filing_url_10q, "part2item1a", "text")
#
# 8-K example
#
filing_url_8k = "https://www.sec.gov/Archives/edgar/data/66600/000149315222016468/form8-k.htm"
# extract section 1.01 "Entry into Material Definitive Agreement" as cleaned text
extracted_section_8k = extractorApi.get_section(filing_url_8k, "1-1", "text")See the documentation for more details: https://sec-api.io/docs/sec-filings-item-extraction-api
Filing Render & Download API
Used to download any filing or exhibit. You can process the downloaded filing in memory or save the filing to your hard drive.
from sec_api import RenderApi
renderApi = RenderApi(api_key="YOUR_API_KEY")
url = "https://www.sec.gov/Archives/edgar/data/1662684/000110465921082303/tm2119986d1_8k.htm"
filing = renderApi.get_filing(url)
print(filing)See the documentation for more details: https://sec-api.io/docs/sec-filings-render-api
CUSIP/CIK/Ticker Mapping API
Resolve a CUSIP, CIK, ticker symbol or company name to a set of standardized company details. Listing companies by exchange, sector and industry is also supported.
Map any of the following parameters to company details:
- CUSIP
- CIK
- Ticker
- Company name
- Exchange
- Sector
- Industry
The function returns an array of all matching companies in JSON format. For example, a look up of the ticker IBM returns multiple matches including IBMD and IBME.
A company object includes the following properties:
name(string) - the name of the company, e.g. Tesla Incticker(string) - the ticker symbol of the company.cik(string) - the CIK of the company. Trailing zeros are removed.cusip(string) - one or multiple CUSIPs linked to the company. Multiple CUSIPs are delimited by space, e.g. "054748108 92931L302 92931L401"exchange(string) - the main exchange the company is listed on, e.g. NASDAQisDelisted(boolean) - true if the company is no longer listed, false otherwise.category(string) - the security category, e.g. "Domestic Common Stock"sector(string) - the sector of the company, e.g. "Consumer Cyclical"industry(string) - the industry of the company, e.g. "Auto Manufacturers"sic(string) - four-digit SIC code, e.g. "3711"sicSector(string) - SIC sector name of the company, e.g. "Manufacturing"sicIndustry(string) - SIC industry name of the company, e.g. "Motor Vehicles & Passenger Car Bodies"currency(string) - operating currency of the company, e.g. "USD"location(string) - location of the company's headquartersid(string) - unique internal ID of the company, e.g. "e27d6e9606f216c569e46abf407685f3"
Response type: JSON
Usage
from sec_api import MappingApi
mappingApi = MappingApi(api_key="YOUR_API_KEY")
result1 = mappingApi.resolve("ticker", "TSLA")
result2 = mappingApi.resolve("cik", "1318605")
result3 = mappingApi.resolve("cusip", "88160R101")
result4 = mappingApi.resolve("exchange", "NASDAQ")Response Example
[
{
"name": "Tesla Inc",
"ticker": "TSLA",
"cik": "1318605",
"cusip": "88160R101",
"exchange": "NASDAQ",
"isDelisted": false,
"category": "Domestic Common Stock",
"sector": "Consumer Cyclical",
"industry": "Auto Manufacturers",
"sic": "3711",
"sicSector": "Manufacturing",
"sicIndustry": "Motor Vehicles & Passenger Car Bodies",
"famaSector": "",
"famaIndustry": "Automobiles and Trucks",
"currency": "USD",
"location": "California; U.S.A",
"id": "e27d6e9606f216c569e46abf407685f3"
}
]See the documentation for more details: https://sec-api.io/docs/mapping-api
Executive Compensation Data API
The API provides standardized compensation data of all key executives as reported in SEC filing DEF 14A. The dataset is updated in real-time.
You can search compensation data by 13 parameters, such as company ticker, executive name & position, annual salary, option awards and more.
from sec_api import ExecCompApi
execCompApi = ExecCompApi("YOUR_API_KEY")
# Get data by ticker
result_ticker = execCompApi.get_data("TSLA")
# Get data by CIK
result_cik = execCompApi.get_data("789019")
# List all exec compensations of CIK 70858 for year 2020 and 2019
# Sort result by year first, by name second
query = {
"query": {"query_string": {"query": "cik:70858 AND (year:2020 OR year:2019)"}},
"from": "0",
"size": "200",
"sort": [{"year": {"order": "desc"}}, {"name.keyword": {"order": "asc"}}],
}
result_query = execCompApi.get_data(query)Response Example
[
{
"id": "8e9177e3bcdb30ada8d092c195bd9d63",
"cik": "1318605",
"ticker": "TSLA",
"name": "Andrew Baglino",
"position": "SVP, Powertrain and Energy Engineering",
"year": 2020,
"salary": 283269,
"bonus": 0,
"stockAwards": 0,
"optionAwards": 46261354,
"nonEquityIncentiveCompensation": 0,
"changeInPensionValueAndDeferredEarnings": 0,
"otherCompensation": 0,
"total": 46544623
}
// and many more
]See the documentation for more details: https://sec-api.io/docs/executive-compensation-api
Insider Trading Data API
The Insider Trading Data API allows you to search and list all insider buy and sell transactions of all publicly listed companies on US stock exchanges. Insider activities of company directors, officers, 10% owners and other executives are fully searchable. The insider trading database includes information about the CIK and name of the insider, her/his relationship to the company, the number of shares and securities purchased or sold, the purchase or selling price, the date of the transaction, the amount of securities held before and after the transaction occured, any footnotes such as the effect of Rule 10b-18 or 10b5-1 stock purchase plans and more. The full list of all data points is available below.
from sec_api import InsiderTradingApi
insiderTradingApi = InsiderTradingApi("YOUR_API_KEY")
insider_trades = insiderTradingApi.get_data({
"query": {"query_string": {"query": "issuer.tradingSymbol:TSLA"}}
})
print(insider_trades["transactions"])See the documentation for more details: https://sec-api.io/docs/insider-ownership-trading-api
Response Example
[
{
"accessionNo": "0000899243-22-028189",
"filedAt": "2022-08-09T21:23:00-04:00",
"documentType": "4",
"periodOfReport": "2022-08-09",
"issuer": {
"cik": "1318605",
"name": "Tesla, Inc.",
"tradingSymbol": "TSLA"
},
"reportingOwner": {
"cik": "1494730",
"name": "Musk Elon",
"address": {
"street1": "C/O TESLA, INC.",
"street2": "1 TESLA ROAD",
"city": "AUSTIN",
"state": "TX",
"zipCode": "78725"
},
"relationship": {
"isDirector": true,
"isOfficer": true,
"officerTitle": "CEO",
"isTenPercentOwner": true,
"isOther": false
}
},
"nonDerivativeTable": {
"transactions": [
{
"securityTitle": "Common Stock",
"transactionDate": "2022-08-09",
"coding": {
"formType": "4",
"code": "S",
"equitySwapInvolved": false
},
"amounts": {
"shares": 435,
"pricePerShare": 872.469,
"pricePerShareFootnoteId": ["F1"],
"acquiredDisposedCode": "D"
}
}
]
// and many more
}
}
]Form N-PORT API
Access and find standardized N-PORT SEC filings.
from sec_api import FormNportApi
nportApi = FormNportApi("YOUR_API_KEY")
response = nportApi.get_data(
{
"query": {"query_string": {"query": "fundInfo.totAssets:[100000000 TO *]"}},
"from": "0",
"size": "10",
"sort": [{"filedAt": {"order": "desc"}}],
}
)
print(response["filings"])See the documentation for more details: https://sec-api.io/docs/n-port-data-api
Form D API
Search and find Form D offering filings by any filing property, e.g. total offering amount, offerings filed by hedge funds, type of securities offered and many more.
from sec_api import FormDApi
formDApi = FormDApi("YOUR_API_KEY")
response = formDApi.get_data(
{
"query": {
"query_string": {
"query": "offeringData.offeringSalesAmounts.totalOfferingAmount:[1000000 TO *]"
}
},
"from": "0",
"size": "10",
"sort": [{"filedAt": {"order": "desc"}}],
}
)
print(response["offerings"])See the documentation for more details: https://sec-api.io/docs/form-d-xml-json-api
Form ADV API
Search the entire ADV filing database and find all ADV filings filed by firm advisers (SEC and state registered), individual advisers and firm brochures published in part 2 of ADV filings. The database comprises 41,000 ADV filings filed by advisory firms and 380,000 individual advisers and is updated daily. Search and find ADV filings by any filing property, such as CRD, assets under management, type of adviser (e.g. broker dealer) and more. Direct owners from Schedule A, indirect owners from Schedule B as well as private funds from Schedule D are easily accessible.
from sec_api import FormAdvApi
formAdvApi = FormAdvApi("YOUR_API_KEY")
response = formAdvApi.get_firms(
{
"query": {"query_string": {"query": "Info.FirmCrdNb:361"}},
"from": "0",
"size": "10",
"sort": [{"Info.FirmCrdNb": {"order": "desc"}}],
}
)
print(response["filings"])
direct_owners = formAdvApi.get_direct_owners(crd="793")
print(direct_owners)
indirect_owners = formAdvApi.get_indirect_owners(crd="326262")
print(indirect_owners)
private_funds = formAdvApi.get_private_funds(crd="793")
print(private_funds)
response = formAdvApi.get_individuals(
{
"query": {"query_string": {"query": "CrntEmps.CrntEmp.orgPK:149777"}},
"from": "0",
"size": "10",
"sort": [{"id": {"order": "desc"}}],
}
)
print(response["filings"])
response = formAdvApi.get_brochures(149777)
print(response["brochures"])See the documentation for more details: https://sec-api.io/docs/investment-adviser-and-adv-api
Form 13D/13G API
The API allows you to easily search and access all SEC Form 13D and Form 13G filings in a standardized JSON format. You can search the database by any form field, such as the CUSIP of the acquired security, name of the security owner, or the aggregate amount owned in percetnage of total shares outstanding.
from sec_api import Form13DGApi
form13DGApi = Form13DGApi("YOUR_API_KEY")
# find the 50 most recently filed 13D/G filings disclosing 10% of more ownership of any Point72 company.
query = {
"query": {
"query_string": {
"query": "owners.name:Point72 AND owners.amountAsPercent:[10 TO *]"
}
},
"from": "0",
"size": "50",
"sort": [ { "filedAt": { "order": "desc" } } ]
}
response = form13DGApi.get_data(query)
print(response["filings"])See the documentation for more details: https://sec-api.io/docs/form-13d-13g-search-api
Response Example
{
"total": {
"value": 8,
"relation": "eq"
},
"filings": [
{
"id": "bbb1ef1892bfc12a2e398c903871e3ae",
"accessionNo": "0000902664-22-005029",
"formType": "SC 13D",
"filedAt": "2022-12-05T16:00:20-05:00",
"filers": [
{
"cik": "1813658",
"name": "Tempo Automation Holdings, Inc. (Subject)"
},
{
"cik": "1954961",
"name": "Point72 Private Investments, LLC (Filed by)"
}
],
"nameOfIssuer": "Tempo Automation Holdings, Inc.",
"titleOfSecurities": "Common Stock, par value $0.0001 per share",
"cusip": ["88024M108"],
"eventDate": "2022-11-22",
"schedule13GFiledPreviously": false,
"owners": [
{
"name": "Point72 Private Investments, LLC",
"memberOfGroup": {
"a": false,
"b": false
},
"sourceOfFunds": ["OO"],
"legalProceedingsDisclosureRequired": false,
"place": "Delaware",
"soleVotingPower": 0,
"sharedVotingPower": 5351000,
"soleDispositivePower": 0,
"sharedDispositivePower": 5351000,
"aggregateAmountOwned": 5351000,
"amountExcludesCertainShares": false,
"amountAsPercent": 20.3,
"typeOfReportingPerson": ["OO"]
}
]
}
]
}Float (Outstanding Shares) API
The Float API returns the number of outstanding shares of any publicly traded company listed on US exchanges. The dataset includes the most recent float as well as historical float data. If a company registered multiple share classes, the API returns the number of shares outstanding of each class.
from sec_api import FloatApi
floatApi = FloatApi("YOUR_API_KEY")
response = floatApi.get_float(ticker="GOOGL")
print(response["data"])
response = floatApi.get_float(cik="1318605")
print(response["data"])See the documentation for more details: https://sec-api.io/docs/outstanding-shares-float-api
Response Example | Float API
{
"data": [
{
"tickers": ["GOOGL", "GOOG"],
"cik": "1652044",
"reportedAt": "2023-02-02T21:23:45-05:00",
"periodOfReport": "2022-12-31",
"float": {
"outstandingShares": [
{
"period": "2023-01-26",
"shareClass": "CommonClassA",
"value": 5956000000
},
{
"period": "2023-01-26",
"shareClass": "CommonClassB",
"value": 883000000
},
{
"period": "2023-01-26",
"shareClass": "CapitalClassC",
"value": 5968000000
}
],
"publicFloat": [
{
"period": "2022-06-30",
"shareClass": "",
"value": 1256100000000
}
]
},
"sourceFilingAccessionNo": "0001652044-23-000016",
"id": "4a29432e1345e30a01e4aa10a2b57b62"
}
// and more...
]
}Subsidiary API
from sec_api import SubsidiaryApi
subsidiaryApi = SubsidiaryApi("YOUR_API_KEY")
query = {
"query": {"query_string": {"query": "ticker:TSLA"}},
"from": "0",
"size": "50",
"sort": [{"filedAt": {"order": "desc"}}],
}
response = subsidiaryApi.get_data(query)
print(response["data"])See the documentation for more details: https://sec-api.io/docs/subsidiary-api
Response Example | Subsidiary API
{
"data": [
{
"id": "6838a63b29128e116bde65c885282667",
"accessionNo": "0000950170-23-001409",
"filedAt": "2023-01-30T21:29:15-05:00",
"cik": "1318605",
"ticker": "TSLA",
"companyName": "Tesla, Inc.",
"subsidiaries": [
{
"name": "Alabama Service LLC",
"jurisdiction": "Delaware"
}
{
"name": "Alset Warehouse GmbH",
"jurisdiction": "Germany"
},
{
"name": "BT Connolly Storage, LLC",
"jurisdiction": "Texas"
},
{
"name": "Fotovoltaica GI 4, S. de R.L. de C.V.",
"jurisdiction": "Mexico"
},
// ... more subsidiaries
},
// ... more historical lists of subsidiaries
]
}Proxy Support
In certain cases, your corporate IT infrastructure may encounter issues with HTTPS requests, leading to SSL certificate errors. To resolve this, HTTP and HTTPS proxies can be passed into all API wrappers as shown in the example below. If you're unsure about which proxies to use, please consult your company's IT administrator.
from sec_api import QueryApi, RenderApi, ...
proxies = {
"http": "http://your-proxy.com",
"https": "https://your-proxy.com",
}
queryApi = QueryApi(api_key="YOUR_API_KEY", proxies=proxies)
renderApi = RenderApi(api_key="YOUR_API_KEY", proxies=proxies)Query API Response Format
accessionNo(string) - Accession number of filing, e.g. 0000028917-20-000033cik(string) - CIK of the filing issuer. Important: trailing0are removed.ticker(string) - Ticker of company, e.g. AMOT. A ticker is not available when non-publicly traded companies report filings (e.g. form 4 reported by directors). Please contact us if you find filings that you think should have tickers (but don't).companyName(string) - Name of company, e.g. Allied Motion Technologies InccompanyNameLong(string) - Long version of company name including the filer type (Issuer, Filer, Reporting), e.g. ALLIED MOTION TECHNOLOGIES INC (0000046129) (Issuer)formType(string) - sec.gov form type, e.g 10-K. See the list of supported form types here.description(string) - Description of the form, e.g. Statement of changes in beneficial ownership of securitieslinkToFilingDetails(string) - Link to HTML, XML or PDF version of the filing.linkToTxt(string) - Link to the plain text version of the filing. This file can be multiple MBs large.linkToHtml(string) - Link to index page of the filing listing all exhibits and the original HTML file.linkToXbrl(string, optional) - Link to XBRL version of the filing (if available).filedAt(string) - The date (format: YYYY-MM-DD HH:mm:SS TZ) the filing was filed, eg 2019-12-06T14:41:26-05:00.periodOfReport(string, if reported) - Period of report, e.g. 2021-06-08effectivenessDate(string, if reported) - Effectiveness date, e.g. 2021-06-08id(string) - Unique ID of the filing.entities(array) - A list of all entities referred to in the filing. The first item in the array always represents the filing issuer. Each array element is an object with the following keys:companyName(string) - Company name of the entity, e.g. DILLARD'S, INC. (Issuer)cik(string) - CIK of the entity. Trailing 0 are not removed here, e.g. 0000028917irsNo(string, optional) - IRS number of the entity, e.g. 710388071stateOfIncorporation(string, optional) - State of incorporation of entity, e.g. ARfiscalYearEnd(string, optional) - Fiscal year end of the entity, e.g. 0201sic(string, optional) - SIC of the entity, e.g. 5311 Retail-Department Storestype(string, optional) - Type of the filing being filed. Same as formType, e.g. 4act(string, optional) - The SEC act pursuant to which the filing was filed, e.g. 34fileNo(string, optional) - Filer number of the entity, e.g. 001-06140filmNo(string, optional) - Film number of the entity, e.g. 20575664
documentFormatFiles(array) - An array listing all primary files of the filing. The first item of the array is always the filing itself. The last item of the array is always the TXT version of the filing. All other items can represent exhibits, press releases, PDF documents, presentations, graphics, XML files, and more. An array item is represented as follows:sequence(string, optional) - The sequence number of the filing, e.g. 1description(string, optional) - Description of the file, e.g. EXHIBIT 31.1documentUrl(string) - URL to the file on SEC.govtype(string, optional) - Type of the file, e.g. EX-32.1, GRAPHIC or 10-Qsize(string, optional) - Size of the file, e.g. 6627216
dataFiles(array) - List of data files (filing attachments, exhibits, XBRL files) attached to the filing.sequence(string) - Sequence number of the file, e.g. 6description(string) - Description of the file, e.g. XBRL INSTANCE DOCUMENTdocumentUrl(string) - URL to the file on SEC.govtype(string, optional) - Type of the file, e.g. EX-101.INS, EX-101.DEF or EX-101.PREsize(string, optional) - Size of the file, e.g. 6627216
seriesAndClassesContractsInformation(array) - List of series and classes/contracts informationseries(string) - Series ID, e.g. S000001297name(string) - Name of entity, e.g. PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTSclassesContracts(array) - List of classes/contracts. Each list item has the following keys:classContract(string) - Class/Contract ID, e.g. C000011787name(string) - Name of class/contract entity, e.g. Class Lticker(string) - Ticker class/contract entity, e.g. URTLX
13F Institutional Ownerships
13F filings report institutional ownerships. Each 13F filing has an attribute holdings (array). An array item in holdings represents one holding and has the following attributes:
nameOfIssuer(string) - Name of issuer, e.g. MICRON TECHNOLOGY INCtitleOfClass(string) - Title of class, e.g. COMcusip(string) - CUSIP of security, e.g. 98850P109value(integer) - Absolute holding value in $, e.g. 18000. Note:valuedoesn't have to be multiplied by 1000 anymore. It's done by our API automatically.shrsOrPrnAmt(object)sshPrnamt(integer) - Shares or PRN AMT, e.g. 345sshPrnamtType(string) - Share/PRN type, e.g. "SH"
putCall(string, optional) - Put / Call, e.g. PutinvestmentDiscretion(string) - Investment discretion, e.g. "SOLE"otherManager(string, optional) - Other manager, e.g. 7votingAuthority(object)Sole(integer) - Sole, e.g. 345Shared(integer) - Shared, e.g. 345None(integer) - None, e.g. 345
Query API Example JSON Response
{
"id": "79ad9e452ea42402df4fe55c636191d6",
"accessionNo": "0001213900-21-032169",
"cik": "1824149",
"ticker": "JOFF",
"companyName": "JOFF Fintech Acquisition Corp.",
"companyNameLong": "JOFF Fintech Acquisition Corp. (Filer)",
"formType": "10-Q",
"description": "Form 10-Q - Quarterly report [Sections 13 or 15(d)]",
"filedAt": "2021-06-11T17:25:44-04:00",
"linkToTxt": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/0001213900-21-032169.txt",
"linkToHtml": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/0001213900-21-032169-index.htm",
"linkToXbrl": "",
"linkToFilingDetails": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321_jofffintech.htm",
"entities": [
{
"companyName": "JOFF Fintech Acquisition Corp. (Filer)",
"cik": "1824149",
"irsNo": "852863893",
"stateOfIncorporation": "DE",
"fiscalYearEnd": "1231",
"type": "10-Q",
"act": "34",
"fileNo": "001-40005",
"filmNo": "211012398",
"sic": "6770 Blank Checks"
}
],
"documentFormatFiles": [
{
"sequence": "1",
"description": "QUARTERLY REPORT",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321_jofffintech.htm",
"type": "10-Q",
"size": "274745"
},
{
"sequence": "2",
"description": "CERTIFICATION",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321ex31-1_jofffintech.htm",
"type": "EX-31.1",
"size": "12209"
},
{
"sequence": "3",
"description": "CERTIFICATION",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321ex31-2_jofffintech.htm",
"type": "EX-31.2",
"size": "12220"
},
{
"sequence": "4",
"description": "CERTIFICATION",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321ex32-1_jofffintech.htm",
"type": "EX-32.1",
"size": "4603"
},
{
"sequence": "5",
"description": "CERTIFICATION",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/f10q0321ex32-2_jofffintech.htm",
"type": "EX-32.2",
"size": "4607"
},
{
"sequence": "Β ",
"description": "Complete submission text file",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/0001213900-21-032169.txt",
"type": "Β ",
"size": "2344339"
}
],
"dataFiles": [
{
"sequence": "6",
"description": "XBRL INSTANCE FILE",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331.xml",
"type": "EX-101.INS",
"size": "248137"
},
{
"sequence": "7",
"description": "XBRL SCHEMA FILE",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331.xsd",
"type": "EX-101.SCH",
"size": "43550"
},
{
"sequence": "8",
"description": "XBRL CALCULATION FILE",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331_cal.xml",
"type": "EX-101.CAL",
"size": "21259"
},
{
"sequence": "9",
"description": "XBRL DEFINITION FILE",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331_def.xml",
"type": "EX-101.DEF",
"size": "182722"
},
{
"sequence": "10",
"description": "XBRL LABEL FILE",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331_lab.xml",
"type": "EX-101.LAB",
"size": "309660"
},
{
"sequence": "11",
"description": "XBRL PRESENTATION FILE",
"documentUrl": "https://www.sec.gov/Archives/edgar/data/1824149/000121390021032169/joff-20210331_pre.xml",
"type": "EX-101.PRE",
"size": "186873"
}
],
"seriesAndClassesContractsInformation": [],
"periodOfReport": "2021-03-31",
"effectivenessDate": "2021-03-31"
}Contact
Let us know how we can improve the library or if you have any feature suggestions. We're happy to implement them.